FSA and Money Laundering Regulations In Relation to Dealings With non Regulated Claims Presenters
03 / April / 2009
An important guide explaining the legal requirements for a member if they are dealing with, or have suspicion that they are dealing with, a claims presenter who is not authorised by the FSA. Non compliance with these requirements could lead to prosecution of the member.
Read Guidance Note on Financial Services Regulation and the Money Laundering Regime.
A further guidance note on financial services regulation on EU passporting for regulated activities is also available.
Read Guidance Note on Financial Services Regulation on EU Passporting for Regulated Activities.
Please note that you will need to login to access either of these pages.
